ESEA Waiver Presentation RPTAC

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    ESEAFlexibilityWaivers

    1

    Shi4sinStateAccountability

    Policies

    May2013

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    OverviewofPresenta=on

    2

    I. WhatisaFlexWaiverandwhoiseligible?II. PrinciplesorRequirements

    RequirementsundercurrentESEA/NCLB Shisinstateaccountabilitypoliciesunder

    ESEAwaivers

    III. ConsideraOonsandissuesIV.

    Resources

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    Who knows what a flex waiver is?

    Does your state currently

    have an approved flexwaiver?

    Has your state applied and is

    waiting to hear about

    approval?

    3

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    ESEAFlexibilityWaiver

    ProvidesstatesflexibilitytocertainrequirementsofESEA(NCLB)

    IniOatedbybamaadministraOoninSeptember2011.

    AsofMay20,2013: Thirty-sevenstatesandtheDistrictofColumbia

    haveapprovedwaivers

    EightstatesplusBIEandPRwithoutstandingrequestsincludeAL,IL,IA,ME,NH,PA,TXandWY

    StatesnotrequesOngorwithdrewincludeCA,MT,NE,ND,VT AconsorOumofLEAsinCAhavepending

    applicaOon.

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    ESEAFlexibility:CurrentStatusinOSEPRegionV

    5

    State ESEAWaiverStatus

    Arizona

    BureauofIndianEducaOon Pending:Applied9/12

    Colorado

    Kansas

    Montana Hasnotapplied

    Nebraska Hasnotapplied

    NewMexico

    NorthDakota Withdrew

    SouthDakota

    Utah

    Wyoming Pending:Applied3/13

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    ESEARequirementsUnderNCLB

    6

    StatesrequestedwaiversfromseveralrequirementsofthecurrentiteraOonofthe

    federalElementaryandSecondaryEducaOonAct

    (ESEA)passedin2001,knowntomanyastheNo

    ChildLeBehindAct(NCLB).

    BeforeexploringwherestatesareheadedundertheirapprovedwaiverapplicaOons,letsreview

    wherewevebeenbyre-visiOngcurrent

    requirementsunderNCLB/ESEA.

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    ESEARequirementsUnderNCLB

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    UnderNCLB:

    StatesthatreceivedfederalTitleIfundingwererequiredtoestablishyearlytargetsorannualmeasurableobjecOves(AMs)forthepercentage

    ofstudentsexpectedtoscoreattheproficientleveloraboveonstatereadingandmathassessmentsandonatleastoneotheracademicindicator.

    Inhighschool,thisaddiOonalindicatormustincludegraduaOonrate.

    Forelementaryandmiddleschools,manystateschoseaendancerate.

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    ESEARequirementsUnderNCLB

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    UnderNCLB:

    AMshadtoriseonatrajectorythatledto100%ofstudentsreachingproficiencybytheendofthe2013-14schoolyear.

    Tomakeadequateyearlyprogress(AYP),aschoolordistricthadtomeeteveryAMfortheoverallstudentpopulaOonaswellaseachstudentsubgroup.

    ExcepOonsforsmallsubgroupsizeandsafeharborprovision.

    Statesalsohadtoinclude95%ofstudentsineachsubgroupinstatesassessments.

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    ESEARequirementsUnderNCLB

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    UnderNCLB:

    SchoolsanddistrictsreceivingTitleIfundsthatfailedtomakeAYPfortwoormoreconsecuOve

    yearswereidenOfiedforimprovement.

    Consequencesincluded: fferingpublicschoolchoice Supplementaltutoringservices

    IfschoolsordistrictsconOnuedtofailtomakeAYP,theywereplacedundercorrecOveacOon

    andeventuallyrestructuring.

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    ESEARequirementsUnderNCLB

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    NCLBCriOcism

    AccordingtotheCenteronEducaOonPolicy(CEP),NCLBhasbeencriOcizedforseveralreasonsincluding:

    100%proficiencygoal,whichmanyconsiderunrealisOc.

    ver-idenOficaOonofschoolsforimprovementbecauseofmanyperformancehurdlestomakeAYP.In2010-11schoolyear,49%ofallpublicschoolsfailedtomakeAYP.

    ver-simplificaOonofdecisionsaboutschoolperformance(e.g.,schoolseithermadeAYPorthey

    didnt). ne-size-fits-allapproachtosancOons.

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    ESEARequirementsUnderNCLB

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    NCLBPraise

    However,manyadvocatesandfederalofficialsacknowledgethebenefitsofNCLBforstudentswithdisabiliOesandotherstudentgroups.

    In2011tesOmonytoCongress,U.S.SecretaryofEducaOonArneDuncansaid,NCLBwasrighttoshineabrightlightonachievementgapsandsetaclearexpectaOonthatallstudentsmustlearntothesamestandards.

    Hewentontosaythat,ThishasledtogreatprogressinschoolsfocusingmoreontheneedsofEnglishlearnersandstudentswithdisabiliOesandotherat-riskstudents.

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    ESEAFlexibility

    12

    InSeptember2011,theU.S.DepartmentofEducaOonofferedstatestheopportunitytoapply

    forwaiversfromsomerequirementsofNCLB.

    TheU.S.DepartmentofEducaOonswaiverprogramofferedflexibilityrelatedtothreemajor

    aspectsofNCLB:

    1. 2013-14deadlinefor100%proficiency2. Schoolanddistrictimprovementand

    accountabilityrequirements3. UseoffederaleducaOonfunds

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    ESEAFlexibility

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    Inexchangeforthisflexibility,statesapplyingforwaivershadtoagreetoimplementreformsinfourkeyareas:

    1. CollegeandcareerreadyexpectaOonsforallstudents

    2. DifferenOatedrecogniOon,accountability,andsupportforschoolsanddistricts

    3. SupporOngeffecOveinstrucOonandleadership

    4. ReducingduplicaOonandburdenonschoolsanddistricts

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    ESEAFlexibilityPrinciple1:CollegeandCareerReadyforAllStudents

    1

    Adoptcollege-andcareer-readystandardsinreadingandmathemaOcs

    TransiOontoandimplementstandardsstatewideforallstudentsandschools

    Developandadministeraligned,high-qualityassessmentsthatmeasurestudentgrowth

    AdoptcorrespondingEnglishlanguageproficiencystandardsandalignedassessments

    2011-12 2012-13 2013-14 2014-15

    Adopt CCRstandards

    Administerassessments

    Implement CCR standardsand pilot assessments

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    ESEAFlexibilityPrinciple1:CollegeandCareerReadyforAllStudents

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    StateshavetwoopOonsforcollege-andcareer-readystandardsinreadingandmathemaOcs:

    1. AdopttheCommonCoreStateStandards2. AdoptstandardsthathavebeenapprovedandcerOfiedbyastatenetworkofIHEs

    Acrossthecountry(45statesand3territories)manystateshaveadoptedtheCCSS.Virginiaisanexample

    ofastatewhosewaiverapplicaOonwasapprovedbutchosetoadopttheirownstandards.

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    16

    CommonCoreStateStandardsAdop=onbyState

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    ESEAFlexibilityPrinciple1:CollegeandCareerReadyforAllStudents

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    Tobeeligibleforawaiver,statesmustalsodevelopannual,statewidehigh-qualityassessmentsinat

    leastreading/languageartsandmathemaOcsfor

    gradesthreethrougheightandatleastonceinhigh

    schoolthatarealignedwithitscollege-andcareer-readystandardsandthatmeasurestudentgrowth.

    InaddiOon,statesmustpilottheseassessmentsnolaterthanthe20132014schoolyearandmust

    administersuchassessmentsonanannualbasis

    beginningnolaterthanthe20142015schoolyear.

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    Test Development Consortia

    SmarterBalancedAssessmentConsorOum(SBAC)

    PartnershipforAssessmentofReadinessforCollegeand

    Careers(PARCC)

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    ESEAFlexibilityPrinciple1:CollegeandCareerReadyforAllStudents

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    AlternateAssessments

    Tobeeligibleforawaiver,statesmustprovideforalternateassessmentsbasedongrade-levelacademicachievementstandardsoralternateassessmentsbasedonalternateacademicachievementstandardsfor

    studentswiththemostsignificantcogniOvedisabiliOes. Stateswithapprovedwaiversarenolongerallowedto

    usealternateassessmentsbasedonmodifiedacademicachievementstandards.

    StudentswithdisabiliOeswhocurrentlyparOcipateinalternateassessmentsbasedonmodifiedacademic

    achievementstandardsmustbeincludedinthehigh-qualityassessmentsbasedongrade-levelacademicachievementstandardsnolaterthanthe20142015schoolyear.

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    Alternate Test DevelopmentConsortia

    DynamicLearningMapsAlternateAssessmentSystemConsorOum(DLM)

    NaOonalCenterandStateCollaboraOve(NCSC)Alternate

    Assessment AmericanInsOtutesfor

    Research(newlyformed)

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    ESEAFlexibilityPrinciple1:CollegeandCareerReadyforAllStudents

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    EnglishLanguageProficiencyAssessments

    Tobeeligibleforawaiver,statesmustadoptELPstandardsthatcorrespondtotheStatescollege-and

    career-readystandardsnolaterthanthe

    20132014schoolyear. Statesmustalsodevelopandadministerhigh-

    qualityELPassessmentsalignedwiththeStatesELP

    standards.

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    ELL Test Development

    AssessmentServicesSupporOngELsthroughTechnologySystems(ASSETS)

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

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    DevelopsystemtoensureconOnuousimprovementinallTitleIschools

    SetambiOousbutachievableperformancetargets ProviderecogniOonforhigh-progressandhighest-performing

    schools

    EffectdramaOc,systemicchangeinthelowest-performingschools IdenOfyandimplementintervenOonsinschoolswiththegreatest

    achievementgapsandwithsubgroupsthatarefurthestbehind

    Buildstate,district,andschoolcapacitytoimprovestudentlearninginallschools

    2011-12 2012-13 2013-14 2014-15

    Set newtargets

    Recognize schools, implement interventions & build capacity

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

    2

    Itwillbeimportanttoexploreseveraloftheseelementsinmoredetail.

    TheCenteronEducaOonPolicyinanctober2012reportidenOfiedseveralaccountabilityissuestowatchunder

    ESEAwaiversincluding:

    Goals,AMs,andMethodsforDeterminingProgress

    CategoriesofSchoolsandDifferenOatedIntervenOons

    TreatmentofStudentSubgroups

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

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    Goals,AMs,andMethodsforDeterminingProgress:

    StateswithwaiversmayreplaceNCLBs2013-14100%proficiencygoalwithoneofthreeapprovedsubsOtutes:

    pOonAReducetheachievementgapbetweensubgroupsofat-riskstudentsandallstudentsbyhalfwithinsixyears(11states)

    pOonBAchieve100%proficiencyforallstudentsby2020(1state,Arizona)

    pOonCAnotherstate-designedtargetthatisambiOousbutachievableandthatrequireschools

    andsubgroupsthatarefurtherbehindtomakegreaterratesofannualprogressthanotherschoolsandsubgroups(23states)

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

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    Goals,AMs,andMethodsforDeterminingProgress:

    StateswithwaiversdonothavetomakeAYPdecisionsbutmustsOllestablishannualmeasurableobjecOves

    (AMs)andreportpubliclyontheprogressofschools

    anddistrictstowardAMsbyallstudentsubgroups. Andaslongasstatescuttheachievementgapinhalf,ata

    minimum,theymaysetdifferentAMsfordifferent

    groupsofstudents,schools,ordistricts.

    AccordingtoanEducaOonWeekanalysisofapprovedwaiverapplicaOons,onlyeightstates(AZ,C,MI,M,NV,NM,SC,andR)setthesametargetsforallstudents.

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

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    Summaryofstate-setgoalsandAMsfromEducaOonWeek:

    ThewaiversissuedbytheU.S.DepartmentofEduca

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

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    Goals,AMs,andMethodsforDeterminingProgress:

    ManystatesincludeelementsbeyondreadingandmathachievementwhencalculaOngAMs.

    InsteadoftheAYPmeasure,statesmaynowdevelopnew,state-specificmeasurestouseformajoraccountabilitydecisions.

    ManystateshavechosentocreatemulOfacetedperformanceindexes.

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

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    Goals,AMs,andMethodsforDeterminingProgress:

    AccordingtotheCenteronEducaOonPolicy,ThesealternaOvemeasuresvarywidelyintheirscope,complexity,

    andtransparency(andare)substanOallymorecomplexthan

    theAYPprovisionsineveryrespect.

    InaddiOontostudentproficiencyandgraduaOonrates,theymayincludeindividualstudentgrowth,testparOcipaOonrates,

    aggregateprogressinraisingachievementorreducinggaps,

    andvariousindicatorsofcollegeandcareerreadinesssuchas:

    ACTorSATscores Careerandtechnical(CTE)cerOficaOons AdvancedPlacement(AP)testparOcipaOonorscores Postsecondaryaendancerates

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

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    CategoriesofSchoolsandDifferenOatedIntervenOons:

    TheseindexeswillbeusedtoidenOfylow-performingschoolsforintervenOonsandrewardhigh-performingschools.

    StateswithwaiversmustidenOfyschoolsinatleastthesethreecategories:

    1. Reward(SchoolsdemonstraOnghighperformanceorhighlevelsofprogress)

    2. Priority(Schoolsthatareamongthethelowestperforminginthestate;musttotalatleast5%ofthestatesTitleIschools)

    3. Focus(Schoolswithlargeachievementgapsbetweensubgroupsoroneormorelow-performingsubgroups)

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

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    CategoriesofSchoolsandDifferenOatedIntervenOons:

    SomestateswithwaiverswilllimitschoolidenOficaOontothosethreecategories(Reward,Priority,andFocus).

    However,otherstatesplantoidenOfyuptoninecategories. nepaernthatemergesacrossstatesistheuseofa

    leeredgradingsystem(A,B,C,D,orF)orfive-stargrading

    systemswhereleerscorrespondthecategoriesofReward,

    Priority,andFocus.

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

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    CategoriesofSchoolsandDifferenOatedIntervenOons:

    StateswillhavelaOtudeindeterminingintervenOonsforFocusschools.IntervenOonsshouldaddresstheneedsofthespecific

    studentpopulaOonswithintheschool.

    ntheotherhand,thewaiverguidelinessOpulatethatintervenOonsinPriorityschoolsfollowaprescripOvesetof

    turnaroundprinciples,whichmayincludereplacingineffecOve

    principalsorstaff.

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

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    TreatmentofStudentSubgroups:

    AlthoughstatesmustsOllcalculateandreportprogresstowardAMsforeachstudentsubgroup,theycanbasemajoraccountability

    decisionsonmorebroadlydefinedorcombinedsubgroups.

    Examplesofstatescombinedsubgroupsinclude: CombinedgroupofAfricanAmerican,LaOno,andlow-income

    students

    CombinedgroupofEnglishLanguageLearnersandstudentswithdisabiliOes

    Lowestperforming25%ofstudents

    Thisisadeparturefrombasingaccountabilitydecisionsontheperformanceofseparatesubgroups(e.g.,studentswithdisabiliOes,

    EnglishLanguageLearners,studentsinvariousracial/ethnicgroups).

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    ESEAFlexibilityPrinciple2:Differen=atedrecogni=on,accountability,supportforschools/districts

    3

    TreatmentofStudentSubgroups

    ThisshiFtosupersubgroupscouldmakeiteasierforlarge,

    diverseschoolstodemonstrateprogressbecausetheywillhave

    fewerhurdlestosurmount.Atthesame

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    ESEAFlexibilityPrinciple3:Suppor=ngeffec=veinstruc=onandleadership

    35

    TeacherandprincipalevaluaOonandsupportsystemsthat:

    WillbeusedforconOnualimprovementofinstrucOon MeaningfullydifferenOateperformance UsemulOplevalidmeasures,includingstudentgrowth Evaluateteachersandprincipalsonaregularbasis Provideclear,Omely,andusefulfeedback Willbeusedtoinformpersonneldecisions

    2011-12 2012-13 2013-14 2014-15

    Adopt state

    guidelines

    Implement

    localsystems

    Develop

    localsystems

    Pilot local

    systems

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    ESEAFlexibilityPrinciple3:Differen=atedrecogni=on,accountability,supportforschools/districts

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    Toreceiveawaiver,statesmustcommittodevelop,adopt,andimplementteacherandprincipalevaluaOonandsupportsystems

    that,amongotherrequirements:

    MeaningfullydifferenOateperformanceusingatleastthreeperformancelevels;

    UsemulOplevalidmeasuresindeterminingperformancelevels,includingasasignificantfactordataonstudentgrowthforall

    students(includingEnglishLearnersandstudentswith

    disabiliOes),andothermeasuresofprofessionalpracOce(which

    maybegatheredthroughmulOpleformatsandsources,suchas

    observaOonsbasedonrigorousteacherperformancestandards,teacherporolios,andstudentandparentsurveys);

    Willbeusedtoinformpersonneldecisions.

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    Considera=onsandIssues

    37

    Inclosing,itisimportanttonoteissuesthathave

    generateddiscussionamongadvocatesandpolicy

    analystsincludingsomespecifictospecialeducaOon:

    Complexityandtransparencyofnewstateaccountabilitysystems

    Treatmentofstudentsubgroups TeacherevaluaOonsforeducatorsofstudents

    withdisabiliOes

    Alignmentwithearlychildhood

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    Considera=onsandIssues

    38

    Complexityandtransparencyofstateaccountabilitysystems:

    Someanalystshaveexpressedconcernsabouttheunderstandabilityandtransparencyofstatesnewaccountabilitysystems.

    AstheCenteronEducaOonPolicyexplains,Manyofthesestatestakesomanyfactorsintoaccountthatitmaybedifficultforschoolstafftounderstandhowtheirperformanceisbeingmeasured.

    TheCenteralsoworriesabouttheimpactofthisincreasedcomplexityonparentsandthepublicsunderstandingofeducaOonalaccountability.

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    Considera=onsandIssues

    39

    Treatmentofstudentsubgroups:

    Manystatesareusingfewerandmorebroadlydefinedsubgroupstomakemajoraccountabilitydecisions.

    AccordingtotheCenteronEducaOonPolicy,thisislikelytoresultinmoreschoolsbeingheldaccountablefortheperformanceofdisadvantagedstudentsbecausethebroadergroupswilloenbelargerthanastatesminimumsubgroupsize.

    TheCenteralsofeelsthatitisnotyetclearwhethersupersubgroupswillresultinmoreorlessaenOontotheneedsofcertainpopulaOonsincludinglow-income

    students,studentswithdisabiliOes,English-LanguageLearners,andracial/ethnicgroups.

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    Considera=onsandIssues

    0

    Treatmentofstudentsubgroups:

    Someadvocatesareconcerned. Forexample,theNaOonalCenterforLearning

    DisabiliOesandtheAdvocacyInsOtutehaveexpressed

    concernthatthenewaccountabilitypoliciesapprovedthroughtheESEAwaiverprocesswilllowerexpectaOonsforstudentswithdisabiliOesandreduceschool,district,andstateaenOonpaidtotheachievementofspecialpopulaOons.

    However,theEducaOonTrust,aWashington-basedgroupthatadvocatesonbehalfofdisadvantaged

    children,supportsthewaiverprocessandfeelsthegoalsitoutlinesarerealisOcandambiOous.

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    Considera=onsandIssues

    1

    TeacherevaluaOonsforeducatorsofstudentswithdisabiliOes:

    EvaluaOngteachers,inpart,basedontheirstudentsacademicachievementand/orgrowthisacomplicatedendeavor.

    ApplyingsuchsystemstoeducatorsofstudentswithdisabiliOesisevenmorecomplex.

    TheCouncilforExcepOonalChildren(CEC)assertsthatveryfewstatesanddistrictsareaddressingtheuniquechallengesassociatedwithevaluaOng

    specialeducaOonteachers,andthisisanareawheremuchworkremains.

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    Considera=onsandIssues

    2

    TeacherevaluaOonsforeducatorsofstudentswithdisabiliOes:

    TheCECconvenedanexpertadvisorypanelrecentlyto

    explorethisissueandidenOfiedseveralpotenOal

    challengesthatrequireaddiOonalresearchand

    invesOgaOonincluding:

    v AccuratelymeasuringgrowthofstudentswithdisabiliOesv Useofvalue-addedmodelsv UsingaccuratemeasuresofinstrucOonalpracOcev TrainingonobservaOonprotocolsv

    IncorporaOngco-teachingv Movementofstudents

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    Considera=onsandIssues

    3

    AlignmentwithEarlyChildhood

    Howhavestatesincludedyoungchildrenintheirwaivers?

    Howwereearlychildhoodstakeholdersinvolvedinthewaiverprocess?

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    Considera=onsandIssues

    NAEYChasalsodiscussedbothcauOonsandopportuniOesfortheECEcommunitywithregardstotheadopOonandimplementaOonoftheCommonCoreStateStandards.

    Cau=onsincludedpotenOalpressureonECprogramstofocusmoreonEnglishlanguageartsandmath,theabsenceofsocialemoOonaldevelopmentasafocusarea,andthelackofaenOontothewholechild.

    Opportuni=esincludedauniqueopportunitytoadvocateforpracOcessuccessfullyusedinECEthat

    couldbeadoptedinaK-12space(e.g.,developmentallyappropriatepracOce).

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    Resources

    5

    U.S.DepartmentofEducaOonESEAFlexibilitywebsitehp://www.ed.gov/esea/flexibility

    CenteronEducationPolicyreports,GeorgeWashingtonUniversityhp://www.cep-dc.org/

    PresentaOonfromU.S.DepartmentofEducaOonat2012SEPLeadershipConference

    hp://leadership-2012.events.tadnet.org/pages/128

    EducaOonWeekanalysisandreporOnghp://www.edweek.org/

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    Resources

    6

    CouncilforChiefStateSchoolfficers(CCSS)WaiverInteracOveMap

    hp://www.ccsso.org/Resources/Programs/ESEA_Flexibility.html

    RRCPStudentPerformanceandAchievement(SPA)PriorityTeamSTAARSwebsitehp://spa.sites.tadnet.org/pages/96

    ExcerptsfromAnalysesofApprovedESEAFlexibilityWaiversonStudentswithDisabiliOes(CII)

    hp://www.centerii.org/leaders/resources/

    20120918ExcerptsfromApprovedFlexibilityWaiversSWDs-rev.pdf

    CouncilforExcepOonalChildrenwww.cec.sped.org