A Competencia Da Competencia e a Autonomia Do Tribunal Arbitral

8/17/2019 A Competencia Da Competencia e a Autonomia Do Tribunal Arbitral

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S !mrio:

I. O princ#pio da compet"ncia da compet"ncia. 1. A BV@

BV@ D@> DD>; 2. BD> >PE>BDEEYD; 3. iB>T\E EBD> >PE> - BDEEYD; 4. j@E DD @BV@ D@>, @ @W BDEE; 5. #S BD>ES D DD @BV@ D@> DD>; 6. ADTS @BV@ D@> @ DE BDEE; 7. ADTS D @BV@ D@>;8. dES @D>YD ES @ @> BDEE; 9. c@D> ES D@> DD> B> D@> E>; 10. #S EEB@-ES BDEE DD> D@ B@TS; 11. % @>D-E E@@T DD> @BV@? II. O princ#pio da ato-nomia de tribnal arbitral. 1. %D@WB @ D@>

DD>; 2. A>D@ B>E BDE R @DH@TS E D- @E EE. Bibliografia citada.

(*) >H DDE BT\E, E DE E D DH @ @E BDE@ D ES DD@E B>@ @ @> E.


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I. O princ#pio da compet"ncia da compet"ncia

1. A '37'% % '37'% 75%/ %575%/

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@> DD>. N C DE> @D @E D>E BDBDYDE ! "> #ci'A! m D>H@ E D 16 (2), @ES BDL E @S B@E @E EE >DDE BD-EE DD>, E U E H@> B@TS E@@T DD> BETS Q E TS (@ BWE C BDD @D BWE)(39).

eE BD H ED BD EBE @ @.` 5

D. 2.`. c W E EB\, E @ DD @ @-@ >D EV@ @H@TS DD, @S -

@, E D @ C @S BD@ E DCEE>>@ E BD E H> D>, E C @- @ E E L C>CD


17/35

DD-E-P C BEE ED @H@TS DD, BD

ED, E C @DD@ E @S EEE EE @HP->, BD @S D E DL ED.

eEE EBET\E !A+ D@L-E BD@ EBE @ D. 495.` c.%.c., C E> C BTS BDDTS D@> DD> H>@PD @S U @@E (B@ >TS E BDE).

hP, @, C LD C E DEE>HE. A BDD DE- B E @ ( E @E) @S BD-

BD, , @ BDEE DD>: @S U @S @EDD CEE BD BD D @HD @H> @H@TS DD, BE @S E H DTD >U BDBD @ BD-EE DD> B@E BD W BD .A E@ DEE>H DD-E E D@> DD> D DD-@ @ED D DTS E @BV@-; @E E > ES D@> DD> H BD ED DHE

B> D@> E>(40).

5. N 35'/6 57 %5+5 % '37'% 75%/ %575%/

A D D@ER@ BD D E@ PDD D BDB @ E E@TS @S D BD>ES ED DD @BV@ D@> DD>. A D D ED >DTS @S H ED @DBD TSC>(41).

(40) D EE B@E, . %ee' hbe' . '7., BB. 253 254 D@>S W .(41) %ee' hbe' . '7., B. 252.



18/35

6. A5+ % '37'% 75%/ '56

35'66

#E @]D BDHV-E ETS C CES CDE> H@> @BV@ D@> ED BE BD-E@TS E (@D@-E BDHES E @]D @.` 4 D. 18.`). N E EE CES ED EE B> -TS @H B B> DCD@ ->D H B> @H@TS DD(42). HL C -

U @E E @ D @ C BE C TS @BV@ D@> @ >D -@ BYE > CES E EED.

7. A5+ 7%5% % '37'% 75%/

c E DD , > DTS B

@BV@ D@> DD> L, BD@WB, BD>D D @HD BEDD@, D@ BDEE DD> E H@> B@TS E@@T DD> BE-TS Q E TS, eE @]D @DL, @, > >-

> @ BD@ DL EBE @ @.E 4 6 ED, @ @TS, @@, C BDE @S EE-E B @S E BDD @EE LD C CES E EE(44).

(42) h. h$!"A# @ J. #ehA A G 7 7 !NCirAL m/ L%, '7., B. 481. c E DD @ D>YD cEES C BDBD ! ">, @S U@EEPD C D@> DD> @ @ E @@TS D E >E EBV@, BD C UD E@ BD ED(. '7 ., B. 481).

(43) eEE > B-V@ D@> DD> EH@E D@ BDEE DD>, >C E EV@ U @; h. h$!"A# @ J. #ehAE . '7 ., B. 481.

(44) h. h$!"A# @ J. #ehA . '7 ., B. 481. ADE C, @ @-

> BDEE, > D>D %575%/% >W ( /5 , BD@ES) mCES C, @D>@, @ECV@E @ BV@ D@> DD> m B@S D E @ D@ (. '7 ., B. 481).

308 A#j#i$ A"%Ai$ cA'A"e!$


19/35

U D C > DUD D@> DD> -

ES ED EV@ , @S U @E D C, @EUD, ]> B>HD BD@ D@> E> BD@ C> ES D@> DD> E E L BETS Q E TS, @@ @ E@BV@(45).

8. D'6 75/'75% '6 *%/ 35'66$ D@> DD> B D ED CES E B-

V@ CD BD ES @D>YD CD @ E@@T ED @ E. c E >V @ D>YD cEES C >D ! ">, D@> DD> BDP B> E@ >D@HC@ @ED C E E >YDE C@ >E E@ EBDPHE BD-TS UD E(46).

%D C D@> DD> BDD ES @D>YDED BV@, U @EEPD C E BD@ E DCEE: BDD, H D H ,EE D @.` 4 @.` 6 E D; E@, D@> DD> H @EDD-E B@ (E @@C U @B@, E ES ED E CES B\ D

BDEE)(47).A BDD E DD> H @S EY @D @] EE ( C B

DCDD BDTS EV@ H> @H@TS DD) E U E D B@ EEE, @D E @.E 4 6 E D(48).

(45) h. h$!"A# @ J. #ehA . '7 ., B. 481; U, C@ D >S, %ee' hbe' . '7 ., BB. 253 254 D@ W .

(46) h. h$!"A# @ J. #ehA . '7 ., B. 486.(47) %ee' hbe' . '7., B. 257.(48) %ee' hbe' . '7., B. 258.



20/35

9. C75/ % '6 75%/ %575%/ 3/ 75%/

67%%/

dD@ BDBDTS ! "> ( EEEHE @HD-E\E BET\E BDEEE @E E BDBDYDE), C> ED @ C BD HTS @-D> E D@E EE (@D> EE C E @W E@ED HD ED) ED ES BDD B> D@>DD> ED E BV@.

A HD D>LTS EE @D>, @ ECV@ B@TS H, BDL D, BD@ D@> E>B@ @D ES D@> DD>, D@-E75 %/% @H@V@ BBD QE BDE B @D, H@ @@TS E@EEPD BDEE D-D>. c@D EE E>TS, H-E, BD E D@, C EE @-D> HD ED D BD @ BEDD Q BD@]@ E@@T DD>, HD D EDTS BD-EE DD>, E HE.

A E>TS C H BDH>D @ D 16 ! "> BDD @D> ES BDD B> D@> DD> ED E BV@: E D@> DD> BDDD ES @D>YD ED E CES, > -@ E D@> E>. # @@,@C@ D@> E> BD E CES (CD E B@TS ES E PDDE CD @ TS >-DH BDBE EB@ EE B @@D E D, @S ED C E PDDE

@@ BD @H@@ EEB@V->.A H@ E E>TS U D@> DD> BD H-

>D, E D>TS CES BV@ EE-, E DE EV@ P >YD U D C

BD E ED @>@ B @D DD.A>U EE, BD BDDTS E Q DD @C@ D@> E> EHD BDD ES @D>YD E

(49) $ C, @ D BDVE, @S U BEEWH> (; D. 5.`, @.` 4, !A+),E ! ">, @ E D 8 (2), , > HPDE >E @@E.

310 A#j#i$ A"%Ai$ cA'A"e!$


21/35

PDDE U DL B> TS BDL D BD E BDHD

@D> , B> DTS DPD @H Q ES D@> B> ED@D @D D@> D-D> BD EEB@D @S BDEE DD> U C C> .

eE E>TS @ ! "> H ED @ED B> @D> E >E @@E @C> EE (@>@ BDE), E@ DDE E >E @>@E BD C>DL, C D BD @> BDEE @D> ES E PDDE ED E BV@(50).

e@D-E-P @ CES ED E ES D- @> DD> C @> B> E @BV@, > BD>, B ED, !A+ (C ED E B@ U EE), B-@ .

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E BV@ BD @D >W C > E.N EDBD@@ C E ]H E @ EE, @E-D@ C E E >@E DUDE @DBDTS @-WHE BD @DDD @ E@ C EE B@TS HED BDE@ @ BDL 30 E @ @.` 9 E D, E

B@ > E@@T D@> DD> LD '%6 /+% E D-@D @PH>. A HD, BDU, U C >@E DE HD@D @@@ @S ED EE BDL DYD, @ E@- C @DEE BD BD BD @S DD EE E

D > BDL, E @D@ BD>ES, EBD@ B> E@-@T @> DD BD LD EE B@TS @L@, E DE C @ E@@@ @S E>D E @@E C E@ E H@@E C > BDBD@.

(50) $ B> C E ED DD U > DD >@

$@; . %ee' bi#de' . '7 ., B. 219.(51) d@ E @@@ %ed'$ iA +iei'A LA" %7%%, ., B. 78, "A'iA#A F'A#MA G$+eiA . '7 ., B. 165.



22/35

'D-E C D@TS @ E -

C BD HD @D> ED ES E PDDEED E BV@, UD D@ BD-

BDTS ! "> #ci'A!. $ DE> EE ,C H ED @ED @E @ED@ @DH, @E E>TS C, @ED@ E HPDE HD@E C EB\, BD >, @S BDD E@H@ @-@ DD @ BD E PE >YDE ED-HE C BD DDD @EE E BDEE , BD D >,

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D @ ! "> TS BDL D BD>EH BD B@TS EE E@@T DD> @D>YD.A BDD DW C E B\ E @EDE @@-

@ EBD DD U, BD@, @S D @->ED E UD D@ BDBDTS ! ">(52) @ LD DH @P>E D -

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23/35

H@ D. # HD, @DBDTS C EE DE

@ U @S EY E@D @ E EBETS !A+, @D@ E>TS BD@ E> @ DBD(53), E U @DD @@ @E BD-EE E>D @D B@D >, @ BDL 30 E, ES BDD B> PDDE ED EEE DD, @ @@D DD BEEH>@ @]> EB@E B @D,

BD E E BDE.A@ @E E@ D BDD C, C@ E PDDE

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B@ D @S >LTS D 46.`, @.` 6 !A+, E>HD,@EE >D, BEH B@TS DD ES@D>YD E PDDE C @S L @ BDL E>- @ @.` 9 D. 18.`, @ 6636?

e DE E DE, U @DEE@E D-E C,

C@ > BDL BD >U BDD @ BD-EE, D>H@E E BD BDYBD BD DDE, E E D, E

(53) A ]@ BTS @ U D D@VE (@ @ HV@ c%c 1981 BYE DD 13 J@D 2011) C BD @DEE, @EE, BD @D B@D @ E E@@T @D>YD B@P-> @@> DD. eE E>TS D D@VE DD m @S E @ !

"> #ci'A! m @@D B>TS E@>DE D BDEE>H> E BWE; . ED E B@, ch'i$%he e'AG!i#i JN'k"e $'cheid . '7 ., BB. 426-428.



24/35

> BDHD. #S E @ EBETS >> C @ S

ED@ ETS.eD E DE C @ @@@ C D-

@S BDEE@, BD C E E U @ @.` 9 D. 18.` E ED D Bf C, E@>E, @>D C E D >f @S D-TSf(54). eE D@ @S , @, C>CD H>D. e

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@ D. 18.`, @.` 9, !A+ U BD>EH: P HDD Y@E B@TS, @EE BDL, E@@T @D>YD E PDDEED E BV@(55).

HL D@E , E@@T @D>YD BD-D B> D@> DD> DT '%6 /+%, E@D D BDEE DD>, H@>@, BD@, E D-

@E EE.

(54) " E DE DE E @ @ 166.(55) F @ EE C @D> ED ES BDD B>

D@> DD> ED E BV@ @D, @ %D- DPE BDE@E, FHDD 2009, E DE DE dDTS AEE-TS %DE ADD, E C EE HEE , D>H@ E B@,C>CD DBD BDBE >DTS. F U E C E E>TS

B> @E 2009, W> A r*5% % L % A575%+ "/7>5%, E dD ADD, B. 220.

314 A#j#i$ A"%Ai$ cA'A"e!$


25/35

10. N 6636 35'66 %575%/ 5%7 % 3+-

%

A B@TS E@@T @D>YD B> C> E PDDED E BV@ @S EEB@EH D

BDEE DD>, C B BDEED U Q E@@T @> ED @ E. $ @S D B@TS EEB@EH @S E@-, BDU, C E PDDE @S H B@DD E U @S @H-@@ C E EEB@ BDEE DD>, BD ES E. DP EE

E E PDDE @S ED EDE E BV@ BDD >W C >E E, H@ @S EBED, BD >, EH@ @D@ @EC@ DE @ DE>TS >W , BD D, E EE B @D EB@D @@TS BDEE DD> C BEEH>@ EDP @>-L. eE HD @>Y E PDDE, C E>@ @EE BDBDYDE ! ">(56), EBD @ E BD@W-

BE @@E B> C+ D7/+' 575 BDH, "DT 2010, B> AEETS %DE ADD(57).

, @D@, D@> E> B@ DHD E@@T @D>YD BDD B>E PDDE @EDD,@ ES DR@E , C C>E @S ESB@E, BDEE DD> EE E@@T @> ED UD C W B> @-

BV@, > BD>, E PDDE. N C EB\ @.` 3 D. 5.`, BD C> D @.` 10 D. 18.` !A+.

11. P %/%5-6 % 67% %575%/ '37'%?

A ! "> #ci'A! @S BDHV B@> ES B> C> E PDDE E @ED @B@E,

(56) +. h. h$!"A# @ J. #ehA . '7 ., B. 486.

(57) dEB\ D. 7.`, @.` 1, E cY: $ PDD H @LD DD D E DPB, L @Y C D BWH> DEB B>E D@E BDEEE E BDE.



26/35

C>, E @BV@ DEBD Q > >W, EDP

ES C B\ D BDEE DD>(58). 'D h. h>L-@ J. #E C cEES C BDBD ! "> C CES B >D-E, E @ED CES @D> ES @BV@ D@> D-D> UD C @S HD ED D B> ! ">, E@E B>E >E @@E ED DD BDEE H>.@ cEES, ES D@> DD> C @S BV@ @S DE>H @H@ CES ED E

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BDE, C H BD@D-E E EES?N ]> TD BD @D E CES U E @

R D >S. $ !HD cY %DEE cH>>S (%$), C D> DD, U EE ED CES B@> E@@T DD> @BV@, E BD D@> FD> A>S (bGh) BD@@-

D-E ED >, L@- BD YDS 6 J@ 2002(61).

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D > !K ADD AEDW.(61) " EDTS E E E E\E ED > BDDE B>E D@E

316 A#j#i$ A"%Ai$ cA'A"e!$


27/35

$ E DEBH >W D@ @D

@E>D @D BD >S BD E, C ED>H QC> @@ >@ H DEE @D. @ E BDE D C >W EEDE>H BD DD, BD >S H, @, DHD >D , BEDD@, DD BD@ D@> DD> @E-W @BV@ E, @@ @ @TS @-H@TS DD. $ D@> DD> DLS Q BD >S,@ED@-E @B@ BD @D >W, BD @E-

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%D D@ >S B ES bGh(62), @C@

DE DE, EC BD @ D[>>, DD, BD @@D C BD D@> FD> LD >DE DEDH E @@E @>TS @DE @^1059 (2) %$ , BD>D, EBE @ E >W@ '),C BD@ E EE C E@@T DD> L DEB >W @S @B> B> BDEE DD> @S

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28/35

D@ B>E DE >PE> BDEEYD @U

E\E C >DBEE E >E @H@TS DD.@ E D, @E >W@ U BYE E@-@T DD> D *5% 377%, E U, @S D EE CE\E EE B>E BDE D@> DD>(63).

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e !A+ BDE, E EE BDE@-E D@, HL C, E@ E, B ED @> @S EY E@@T DD> C DBEE E >E @H@TS DD, E U C> C @S @ CE\E C @S B D @@, BD@@D-E

ED CE\E C H BDD (. D. 46.`, @.` 3, %) . .).e @EE B@S, E D>TS !A+ BD D@D E E PDDE D @H@ >@ E B-V@, HL C U C, D@> DD> '

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D Q EES C >E D @D; ED E B@, F$chA'd, GAi!!A'd, G$!d-"A# . '7., BB. 939-940. A DD 2011 H EEBD B>@ E ]HE C BEE ED E DEB, B>D @E DE. 1492.`, 1.`, 1520.`, 1.`, c%c

318 A#j#i$ A"%Ai$ cA'A"e!$


29/35

II. O princ#pio da atonomia de tribnal arbitral

1. P5'3 % %7% 75%/ %575%/

$ BD@WB @@ @ D. 19.` !A+

D-D>f, @ eBETS "HE C B@D @H Q AEE-

> 'B]> %DBE ! C H DE>D @ !@.` 31/86, 29 AE. ADD-E W C @DH@TS D-

@> @ @ETS D@> DD> @ BDEE C BD@ E DD, EP > BYEE @E, BD-HEE @ > DD H>@PD(66).

d D D>YD cEES C BDBD !"> #ci'A!, DL C@ Q P@ES @DH@TS @ DD D> @D@-@>, @>@ EEEV@ BDED E, D@ E D-DE ! "> >ED @E E E EE @DH@TS . $ D 5 , BD EE, B>@ B> D 6 E!, C @U @DTS @@>@ EH EEE @DH@TS E D@E DD >@ E EBETS, @S EDH>D-L@.

N @D, BDD >D, C E >E @@E C -D, >, ! "> @E E ED, D@EB@-(@ > @ E D BD) BD DEBH D@D@, V E H>D C CECD DE >E D@PDE

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30/35

D. 19.` !A+) BD HD, @ E BD ED B

E C BDEES BD@WB @ H@ UD DD> @EC@ >ES, BD@WB, @DH@TS @E >WE C E BDE E DD-(68).

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320 A#j#i$ A"%Ai$ cA'A"e!$


31/35

2. A/%5+%7 3/%6 3%576 @7 75 6

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@ E BDE BD BDEE DD>, U W> BDD BD C U C, BD@WB, @EE >E @D> @S H, @ > EBETS >E> @DPD, ED @DBDE D DE D>HE Q @ES EE@D> (77).

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Bibliografia citada abre!iadamente no presente artigo

A!A# ' edFe'# @ "A'i# h#e' o i75%7%/ A575%7,5. ., $D @HDEK %DEE, $D, 2009 , BB. 346-354.

A #$#i$ he'#A#de-Gi! !+A'e cie#FeG$ D636'6 G5%/6 c@D > !K ADD5%, BB. 105-131, 208-213 218-221, E dD ADD, cD eD, c-

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A'"i#d$ ' ibei'$ "e#de, d'i$ "$'A +ice#e, J$N "iGe! Jldice,J$N ' $bi# de A #d'Ade, %ed'$ "ee!!$ de #%$!e, %ed'$ iA+iei'A L % A575%+ "/7>5% A7%%, A>@, cD,2012, BB. 41-46.

ch'i$%he e'AG!i#i JN'k"e $'cheid D57 /MA575%+ i757 i75%7%/ , "@DE@, %DE, 2013, BB. 159 EE, 670 EE.

(78) %ee' hbe' . '7 ., 84.



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e""A#e! GAi!!A'd L% 5'%66%' 57 666, % /% 6'

7 35'3 M**7 +%7* /% '37'-'37', !D AD @ h@D 'D bD@D, icc %>E@, %DE, 2005.

F$chA'd, GAi!!A'd, G$!d"A# o i75%7%/ C5'%/ A575%-7, >ID!Ii@D@@>, h, 1999, BB. 395-413.

GA' b$'# i75%7%/ C5'%/ A575%7, >DE >ID, #D>@E, 2009, BB. 851-100.

h$A'd ". h$!"A## @ J$e%h e. #ehA A G 7 7 !NCi-rAL m/ L%, >ID, h, 1994, BB. 478-528.

iG#Aci$ die-%icA$ Gi"e#e cA'"e# +e#eGA G'A D /% C3-7'% /6 5756 I c@D > !K ADDD "DW@ "XL @ hDD A@DD), "D> %@E,"D, 2006, BB. 385-419 BB. 311-326.

JeA#-F'A#M$i %$d'e @ NbAie# be$# C3%5%7 L% * i75%7%/ A575%7, 2.@ ., I & "I>>, !@@, 2007, BB. 383-456.

J$a$ ! !$%e d$ ' ei A ;'3 3575 75%/ %575%/ (/7>5), 'HE $D AHE, 1998, iii, BB. 1115 EE.

J$N !eb'e de F'eiA A/'%' % 75% 3/ 75%/ '%/ '7 /7+ % 675 % %575%+, $ dD, @ 138.` (2006), i,

BB. 60-78.

JA# cAdA'$ %A!A P767% /6 >5756 3%5% '5 65 6 '- 37'% $ c@DE > @H !K ADDG@LP>L D), AD@L, 2._ ., E@ 'DE, "D, 2011,

BB. 337-351.

! de !i"A %i#hei'$ A575%+ 5%6%'%/. A 75%

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! !E, 1994, B. 37 BB. 134-136. E676 65 N P5'66 C/ , ! !E, 1997, BB. 134-135.

"A#e! %e'ei'A bA''$cA m%%/ A575%+, A>@, cD,2010, BB. 200 269-270.

"A'iA#A F'A#MA G$+eiA C56 r6/ L7+6, A>@,cD, 2012, BB. 163-171.

"A'i$ be#edee!!i, c!Adi$ c$#$!$, !cA ' AdicAi di b'$$!$ C7%5 B5 %/ D577 //M A575%7 N%=%/ i75%=-%/, c@, %H, 2010 BB. 255-260.

324 A#j#i$ A"%Ai$ cA'A"e!$


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"iGe! GA!+a$ e!e L+7% L+7% % J67% C677-

'%/ , c>YC @ 10.` A@HDEPD D@> c@E@>,cD eD, cD, 1995, BB. 105-125.

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BB. 121-122.

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A Competencia Da Competencia e a Autonomia Do Tribunal Arbitral

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